Independence Wealth Management

Results: 21



#Item
1Economy / Financial regulation / Finance / Money / European Union / Markets in Financial Instruments Directive / Systemic risk / Multilateral trading facility / Best execution / Risk / Draft:MiFID II / Independence Wealth Management

Microsoft Word - Minutes of the MiFID workshop.doc

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Source URL: www.spi-romania.eu

Language: English - Date: 2007-07-17 11:44:30
2European Union / Financial regulation / Markets in Financial Instruments Directive / Business / Financial adviser / Television licence / Independence Wealth Management / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Investment / Finance

Consultation Paper Proposed fee amendments for financial services providers Date of Paper :

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Source URL: www.fsc.gi

Language: English - Date: 2014-03-06 09:48:28
3Financial services / Economy of the United Kingdom / Service industries / Financial Services Authority / Funds / Financial Services and Markets Act / Collective investment scheme / Independent Financial Adviser / Independence Wealth Management / Financial economics / Investment / Finance

Financial Services Authority The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that: Wellington Management Portfolios (Clone of FSA Authorised firm)

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Source URL: www.cssf.lu

Language: English - Date: 2012-03-14 03:38:24
4Markets in Financial Instruments Directive / Financial economics / Financial system / Finance / Esma / Independence Wealth Management / Lamfalussy process / Financial markets / Financial regulation / European Union

Press Statement Contact: Date: Johannes Kleis: +[removed][removed]

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Source URL: www.beuc.org

Language: English - Date: 2015-02-06 04:38:33
5Markets in Financial Instruments Directive / Financial economics / Financial system / Finance / Esma / Independence Wealth Management / Lamfalussy process / Financial markets / Financial regulation / European Union

Press Statement Contact: Date: Johannes Kleis: +[removed][removed]

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Source URL: www.beuc.eu

Language: English - Date: 2015-02-06 04:38:33
6Markets in Financial Instruments Directive / Hedge fund / Financial Services Authority / Collective investment scheme / Undertakings for Collective Investment in Transferable Securities Directives / Regulatory compliance / Private equity / Financial adviser / Independence Wealth Management / Financial economics / Investment / Finance

March 23, 2012 Via FSA Website Investment Funds Team Conduct Policy Division Financial Services Authority

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Source URL: www.managedfunds.org

Language: English
7Financial regulation / Markets in Financial Instruments Directive / Business / Law / Cheque / Bank / Internal Market / Independence Wealth Management / European Union directives / Finance / European Union

Schedule to Notification dated in accordance with Article 28 of the Recast Banking Directive[removed]EC

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Source URL: www.fma-li.li

Language: English - Date: 2012-04-27 10:45:46
8Markets in Financial Instruments Directive / Financial system / Financial economics / Geography of Europe / Best execution / Gibraltar / Independence Wealth Management / Financial regulation / Financial markets / European Union

Invest Tour Gibraltar[removed]Joanne Sene Director – Velay Financial Services Ltd Core Principles of MIFID

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Source URL: voxia.ch

Language: English - Date: 2014-04-08 11:28:57
9Markets in Financial Instruments Directive / Financial economics / Financial system / Investment / Independence Wealth Management / Financial markets / Financial regulation / European Union

SCHEDULE TO NOTIFICATION DATED ……… IN ACCORDANCE WITH ARTICLE 28 OF THE RECAST BANKING DIRECTIVE[removed]EC

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Source URL: www.finanstilsynet.no

Language: English - Date: 2013-04-04 09:48:44
10Markets in Financial Instruments Directive / Financial economics / Financial system / Investment / Independence Wealth Management / Financial markets / Financial regulation / European Union

SCHEDULE TO NOTIFICATION DATED ……… IN ACCORDANCE WITH ARTICLE 28 OF THE RECAST BANKING DIRECTIVE[removed]EC Notification reference

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Source URL: www.finanstilsynet.no

Language: English - Date: 2013-04-04 09:48:21
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